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Roman Spear

CAMBRIA WEALTH MANAGEMENT
SARASOTA, FL 34236
Some features on this profile are disabled
CRD#: 6983672
RS
Roman SpearCAMBRIA WEALTH MANAGEMENT

Professional summary

Roman Spear, who also goes by Roman Spear, Roman Carl Spear, is a registered financial advisor currently at CAMBRIA WEALTH MANAGEMENT located in Sarasota, Florida.

Roman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Roman has worked at 5 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Roman Spear | Roman Carl Spear

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roman Spear's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

CAMBRIA WEALTH MANAGEMENT

Office #1: 240 S. Pineapple Ave. Suite 204, Sarasota, FL 34236
RIA
CRD#: 335458
SARASOTA, FL
Past

April 29, 2025 - July 18, 2026

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Sarasota, FL
Past

April 28, 2025 - July 18, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Sarasota, FL
Past

August 23, 2024 - January 30, 2025

CWM, LLC

RIA
CRD#: 155344
Sarasota, FL
Past

March 8, 2024 - August 16, 2024

WORLD INVESTMENT ADVISORS, LLC

RIA
CRD#: 208512
Pensacola, FL
Past

November 29, 2018 - May 11, 2021

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
PENSACOLA, FL
Past

September 27, 2018 - May 11, 2021

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
PENSACOLA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAMBRIA WEALTH MANAGEMENT
CAMBRIA WEALTH MANAGEMENT | REES WEALTH MANAGEMENT, LLC

CRD#: 335458 / SEC#: 801-132855

RIA
Registered Investment Advisory firm - (5/28/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/3/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/8/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/21/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2018
General Securities Representative Examination

Current Firm

CW
CAMBRIA WEALTH MANAGEMENT
CAMBRIA WEALTH MANAGEMENT | REES WEALTH MANAGEMENT, LLC

CRD#: 335458 / SEC#: 801-132855

RIA
Registered Investment Advisory firm - (5/28/2025 Approved)
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Contact information

Main Address
240 S. Pineapple Ave. Suite 204, Sarasota, FL 34236
Mailing Address
Phone number
(941) 444-1120
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAMBRIA WEALTH MANAGEMENT BROCHURE (8/20/2025)

Regulatory assets under management

Total Number of Accounts298
AUM (Assets Under Management)$ 112,937,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMBRIA WEALTH MANAGEMENT

CRD#: 335458Sarasota, FL 34236

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