BK
Bret Kelley
FIRST COMMAND ADVISORY SERVICES
Layton, UT
Some features on this profile are disabled
CRD#: 6983570
BK
Professional summary
Bret Kelley is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Layton, Utah and FIRST COMMAND BROKERAGE SERVICES, INC. located in Layton, Utah.
Bret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Bret has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: BNI - Business after Business
Whether the business is investment-related: No
Address of the other business: 55 S State St, Clearfield, UT 84015
Nature of the other business: Board Membership
Your position, title, or relationship with the other business: Vice President
The start date of your relationship: 05/15/19
The approximate number of hours/month you devote to the other business: 6 - 10
The number of hours you devote to the other business during securities trading hours: 1 - 5
Briefly describe your duties relating to the other business: Give updates and reports to members
within BNI as well as conflict resolution. Ensure meetings are ran smoothly and according to BNI
standard. Create ways to improve group efficiency and cohesion.
CRS (Client Relationship Summary) - RIA
Click below to view Bret Kelley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2018 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 2307 N Hill Field Rd Suite 104, Layton, UT 84041RIA
CRD#: 281958
Layton, UT
Current
August 28, 2018 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2307 North Hill Field Road Suite 104, Layton, UT 84041BD
CRD#: 3641
Layton, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/27/2023)
RR
Idaho(6/21/2019)
RR
Michigan(2/6/2025)
RR
Nevada(6/12/2025)
RR
Texas(5/10/2019)
IAR
Texas(5/10/2019)
RR
Utah(10/22/2018)
IAR
Utah(10/23/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
