Hugo R. Sanchez

KOENIG INVESTMENT ADVISORY

Ashland, OR 97520

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CRD#: 6983224

Professional summary

Hugo R Sanchez II, who also goes by Hugo Rene Sanchez, is a registered financial advisor currently at KOENIG INVESTMENT ADVISORY, LLC located in Ashland, Oregon.

Hugo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hugo has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hugo Rene Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT RELATED; MEDFORD, OR; INSURANCE AGENT; 1/2022; APPROXIMATELY 0 HRS/MO DURING TRADING HOURS; CURRENTLY HOLDS INSURANCE LICENSE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugo R Sanchez II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

KOENIG INVESTMENT ADVISORY, LLC

Office #1: 739 N Main Street, Ashland, OR 97520

RIA

CRD#: 311422

Ashland, OR

Past

March 3, 2020 - August 6, 2020

CUTLER INVESTMENT GROUP

RIA

CRD#: 128483

JACKSONVILLE, OR

Past

November 15, 2018 - February 6, 2020

EDWARD JONES

RIA

CRD#: 250

MEDFORD, OR

Past

August 29, 2018 - February 6, 2020

EDWARD JONES

CRD#: 250

MEDFORD, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOENIG INVESTMENT ADVISORY, LLC

CONDOR WEALTH MANAGEMENT, LLC | KOENIG INVESTMENT ADVISORY, LLC

CRD#: 311422 / SEC#: 801-119834

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2018

General Securities Representative Examination

Current Firm

KOENIG INVESTMENT ADVISORY, LLC

CONDOR WEALTH MANAGEMENT, LLC | KOENIG INVESTMENT ADVISORY, LLC

CRD#: 311422 / SEC#: 801-119834

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

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Contact information

Main Address

739 N Main Street, Ashland, OR 97520

Mailing Address

Phone number

(541) 608-0551

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/28/2025)

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 240,549,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hugo R. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugo R Sanchez II's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOENIG INVESTMENT ADVISORY, LLC

CUTLER INVESTMENT GROUP

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

KOENIG INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2018

Current Firm

KOENIG INVESTMENT ADVISORY, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOENIG INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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