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HS

Hugo R. Sanchez

KOENIG INVESTMENT ADVISORY
Ashland, OR 97520
Some features on this profile are disabled
CRD#: 6983224
HS

Professional summary

Hugo R Sanchez II, who also goes by Hugo Rene Sanchez, is a registered financial advisor currently at KOENIG INVESTMENT ADVISORY, LLC located in Ashland, Oregon.

Hugo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hugo has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Hugo Rene Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugo R Sanchez II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2022 - Present

KOENIG INVESTMENT ADVISORY, LLC

Office #1: 739 N Main Street, Ashland, OR 97520
RIA
CRD#: 311422
Ashland, OR
Past

March 3, 2020 - August 6, 2020

CUTLER INVESTMENT GROUP

RIA
CRD#: 128483
JACKSONVILLE, OR
Past

November 15, 2018 - February 6, 2020

EDWARD JONES

RIA
CRD#: 250
MEDFORD, OR
Past

August 29, 2018 - February 6, 2020

EDWARD JONES

BD
CRD#: 250
MEDFORD, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KOENIG INVESTMENT ADVISORY, LLC
CONDOR WEALTH MANAGEMENT, LLC | KOENIG INVESTMENT ADVISORY, LLC

CRD#: 311422 / SEC#: 801-119834

RIA
Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(1/3/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/14/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2018
General Securities Representative Examination

Current Firm

KI
KOENIG INVESTMENT ADVISORY, LLC
CONDOR WEALTH MANAGEMENT, LLC | KOENIG INVESTMENT ADVISORY, LLC

CRD#: 311422 / SEC#: 801-119834

RIA
Registered Investment Advisory firm - (11/20/2020 Approved)
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Contact information

Main Address
739 N Main Street, Ashland, OR 97520
Mailing Address
Phone number
(541) 608-0551
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/2/2026)

Regulatory assets under management

Total Number of Accounts599
AUM (Assets Under Management)$ 258,181,429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOENIG INVESTMENT ADVISORY, LLC

CRD#: 311422Ashland, OR 97520

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