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CC

Christian C. Cikovic

BROOKFIELD PRIVATE ADVISORS LLC
NEW YORK, NY 10281-1021
Some features on this profile are disabled
CRD#: 6982803
CC

Professional summary


Christian Carter Cikovic, who also goes by Carter Carter Cikovic, Carter Cikovic, is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2018. Christian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Carter Carter Cikovic | Carter Cikovic

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christian Carter Cikovic's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 26, 2023 - Present

BROOKFIELD PRIVATE ADVISORS LLC

Office #1: Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
BD
CRD#: 151423
NEW YORK, NY
Past

August 11, 2020 - December 13, 2022

MORGAN STANLEY

RIA
CRD#: 149777
West Conshohocken, PA
Past

July 8, 2020 - December 13, 2022

MORGAN STANLEY

BD
CRD#: 149777
West Conshohocken, PA
Past

August 21, 2018 - July 27, 2020

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/9/2023)
RR
Alaska
(6/9/2023)
RR
Arizona
(6/9/2023)
RR
Arkansas
(6/9/2023)
RR
California
(6/9/2023)
RR
Colorado
(6/9/2023)
RR
Connecticut
(6/9/2023)
RR
Delaware
(6/9/2023)
RR
District of Columbia
(6/9/2023)
RR
Florida
(6/9/2023)
RR
Georgia
(6/9/2023)
RR
Hawaii
(6/9/2023)
RR
Idaho
(6/9/2023)
RR
Illinois
(6/9/2023)
RR
Indiana
(6/9/2023)
RR
Iowa
(6/9/2023)
RR
Kansas
(6/9/2023)
RR
Kentucky
(6/9/2023)
RR
Louisiana
(6/9/2023)
RR
Maine
(6/9/2023)
RR
Maryland
(6/9/2023)
RR
Massachusetts
(6/9/2023)
RR
Michigan
(6/9/2023)
RR
Minnesota
(6/9/2023)
RR
Mississippi
(6/9/2023)
RR
Missouri
(6/9/2023)
RR
Montana
(6/9/2023)
RR
Nebraska
(6/9/2023)
RR
Nevada
(6/9/2023)
RR
New Hampshire
(6/9/2023)
RR
New Jersey
(6/9/2023)
RR
New Mexico
(6/9/2023)
RR
New York
(1/26/2023)
RR
North Carolina
(6/9/2023)
RR
North Dakota
(6/9/2023)
RR
Ohio
(6/9/2023)
RR
Oklahoma
(6/9/2023)
RR
Oregon
(6/9/2023)
RR
Pennsylvania
(6/9/2023)
RR
Rhode Island
(6/9/2023)
RR
South Carolina
(6/9/2023)
RR
South Dakota
(6/9/2023)
RR
Tennessee
(6/9/2023)
RR
Texas
(6/9/2023)
RR
Utah
(6/9/2023)
RR
Vermont
(6/9/2023)
RR
Virginia
(6/9/2023)
RR
Washington
(6/9/2023)
RR
West Virginia
(6/9/2023)
RR
Wisconsin
(6/9/2023)
RR
Wyoming
(6/9/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/11/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BP
BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC

CRD#: 151423 / SEC#: , 8-68370

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Mailing Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Phone number
(212) 417-7000
Established
Delaware since 07/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BROOKFIELD US INC.MEMBER
BECK, RAFAELCFO & FINANCIAL OPERATIONS PRINCIPAL5718571
LEVI, DAVID WILLIAMCEO AND DIRECTOR2387908
SELIG, PHILIP SCOTTCHIEF COMPLIANCE OFFICER4593048
SRULOWITZ, MARKDIRECTOR6555246

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROOKFIELD PRIVATE ADVISORS LLC

CRD#: 151423New York, NY 10281-1021

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