David C. Hoffstadt

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CRD#: 6982801

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Charles Hoffstadt, who also goes by David Charles Hoffstadt III, David Charles Hoffstadt, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2019. David had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

David Charles Hoffstadt Iii | David Charles Hoffstadt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 15, 2019 - January 29, 2021

GLASS WEALTH MANAGEMENT CO., LLC

RIA

CRD#: 114097

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLASS WEALTH MANAGEMENT CO., LLC

GLASS MANAGEMENT COMPANY | GLASS WEALTH MANAGEMENT CO., LLC | GLASS WEALTH MANAGEMENT CO.

CRD#: 114097 / SEC#: 801-112949

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (3/25/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2019

Uniform Investment Adviser Law Examination

Current Firm

GLASS WEALTH MANAGEMENT CO., LLC

GLASS MANAGEMENT COMPANY | GLASS WEALTH MANAGEMENT CO., LLC | GLASS WEALTH MANAGEMENT CO.

CRD#: 114097 / SEC#: 801-112949

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (3/25/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2018 Terminated)

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Contact information

Main Address

1020 Ne Loop 410 Suite 802, San Antonio, TX 78209-1544

Mailing Address

Phone number

(210) 930-5141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWMC PART 2A FORM ADV (4/30/2025)

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 251,596,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Hoffstadt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLASS WEALTH MANAGEMENT CO., LLC

Primary Firm SEC Registration

GLASS WEALTH MANAGEMENT CO., LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2019

Current Firm

GLASS WEALTH MANAGEMENT CO., LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLASS WEALTH MANAGEMENT CO., LLC

TRUST BUT VERIFY

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