Alexander E. Shirley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Edward Shirley, who also goes by Alexander E Shirley, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2018. Alexander had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2020 - March 29, 2021
EXOS SECURITIES LLC
November 1, 2018 - February 25, 2020
ATLANTIC - PACIFIC CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
