CD
Colton S. Davis
LUBBOCK, TX
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CRD#: 6981852
CD
Colton Scott Davis
Professional summary
Colton Scott Davis was a registered financial advisor .
Colton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Colton had worked at 5 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Individual Insurance Activities – Individually licensed insurance agent providing insurance-related services, including life insurance, disability-income insurance, long-term-care insurance, annuities, and other insurance products for which licensed. Activities are conducted independently from SageFolio Advisors, LLC. Start date: 02/11/2025 Address: 4622 31st St., Lubbock, TX 79410 Position/relationship: Individually licensed insurance agent Approximate hours per month: 1–10 Hours during securities trading hours: 1 Investment related: Yes Compensation: Insurance commissions are not expected to exceed 10% of annual income. Duties: Evaluates insurance needs; recommends and sells insurance products; assists customers with insurance applications and related servicing. 2. Frontier Exchange Co. – Frontier Exchange Co. – Small-business education, online retail, and community-events business operating through three divisions: Shop, Learn, and Events. Start date: 03/01/2026 Addresses: 13405 CR 1600, Ste. 5, Wolfforth, TX 79382 (venue and Events operations); 4622 31st St., Lubbock, TX 79410 (online-based Shop and Learn operations) Position/relationship: Co-owner Approximate hours per month: 20–30 Hours during securities trading hours: 0 Investment related: No Compensation: No current wages, draws, distributions, or net income. Duties: Through Shop, Frontier Exchange Co. operates online retail; through Learn, it provides general business education, digital resources, coaching, mentorship, and strategy services; and through Events, it organizes community events, vendor markets, and related experiences. Mr. Davis performs ownership and business-management activities related to these operations. 3. Twisted Sifter Bakery – Cottage home bakery operating from 4622 31st St., Lubbock, TX 79410. Start date: 09/2025 Address: 4622 31st St., Lubbock, TX 79410 Position/relationship: Unpaid family helper and co-baker Approximate hours per month: 40–50 Hours during securities trading hours: Approximately 5 Investment related: No Compensation: No direct compensation. Duties: Baking, assisting with pop-up events, and providing internal business, budgeting, and operational support.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2026 - Present
LUBBOCK, TX
Past
September 25, 2024 - February 2, 2026
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
AUSTIN, TX
Past
September 25, 2024 - February 2, 2026
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
AUSTIN, TX
Past
February 29, 2024 - June 21, 2024
FAMILY DYNASTY ADVISORS LLC
RIA
CRD#: 297082
LUBBOCK, TX
Past
June 24, 2022 - January 10, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LUBBOCK, TX
Past
July 30, 2021 - August 3, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Lubbock, TX
Past
April 15, 2019 - February 14, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LUBBOCK, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/29/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
PR
Series 6TO
Passed: 4/15/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
