Michael W. Holly

HARDING FINANCIAL GROUP.

WESTERVILLE, OH 43082

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CRD#: 6981734

Professional summary

Michael William Holly, CFP®, who also goes by Michael Holly, is a registered financial advisor currently at HARDING FINANCIAL GROUP, LLC. located in Westerville, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Holly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael William Holly is a Rental real estate owner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Holly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

February 28, 2025 - Present

HARDING FINANCIAL GROUP, LLC.

Office #1: 608 Office Parkway Suite A, Westerville, OH 43082

RIA

CRD#: 135731

WESTERVILLE, OH

Past

July 12, 2018 - June 15, 2022

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

GRANDVIEW HEIGHTS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARDING FINANCIAL GROUP, LLC.

HARDING FINANCIAL GROUP | INSTITUTE FOR INVESTOR EDUCATION | HARDING FINANCIAL GROUP, LLC. | HARDING FINANCIAL GROUP, LLC

CRD#: 135731 / SEC#: 801-131870

RIA

Registered Investment Advisory firm - (1/23/2025 Approved)

Ohio

Registered Investment Advisory firm - (2/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/3/2025)

IAR

Texas
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/14/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/12/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HARDING FINANCIAL GROUP, LLC.

HARDING FINANCIAL GROUP | INSTITUTE FOR INVESTOR EDUCATION | HARDING FINANCIAL GROUP, LLC. | HARDING FINANCIAL GROUP, LLC

CRD#: 135731 / SEC#: 801-131870

RIA

Registered Investment Advisory firm - (1/23/2025 Approved)

Ohio

Registered Investment Advisory firm - (2/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2025 Terminated)

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Contact information

Main Address

608 Office Parkway Suite A, Westerville, OH 43082

Mailing Address

Phone number

(614) 515-4722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 ADV 2A (9/29/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 135,623,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Holly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Holly's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARDING FINANCIAL GROUP, LLC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

HARDING FINANCIAL GROUP, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/2019

SIE

Date: 10/1/2018

Series 6

Date: 7/12/2018

Current Firm

HARDING FINANCIAL GROUP, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARDING FINANCIAL GROUP, LLC.

TRUST BUT VERIFY

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