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JH

John S. Hantzmon

Some features on this profile are disabled
CRD#: 6981252
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Stephen Hantzmon was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2018. John had worked at 2 firms and has passed the Series 63, Series 79, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 2, 2020 - April 5, 2023

MARATHON CAPITAL MARKETS, LLC

BD
CRD#: 103767
Chicago, IL
Past

October 9, 2018 - November 25, 2020

AON SECURITIES LLC

BD
CRD#: 4138
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/5/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79
Date: 11/7/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/2018
General Securities Representative Examination

Current Firm

MC
MARATHON CAPITAL MARKETS, LLC
GOLDEN FORTUNES SECURITIES, INC. | MARATHON CAPITAL MARKETS, LLC | MARATHON CAPITAL MARKETS, INC. | MARATHON CAPITAL | MADISON MERCHANT PARTNERS, INC.

CRD#: 103767 / SEC#: , 8-52256

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 W. Madison Street Suite 3700, Chicago, IL 60606
Mailing Address
200 W. Madison Street Suite 3700, Chicago, IL 60606
Phone number
(312) 989-1350
Established
Delaware since 01/01/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARATHON CAPITAL, LLCSHAREHOLDER
BRANDT, RICHARD THEODORE IIMANAGER4762272
CAMPBELL, ROBERT NMNFINOP1349154
GRANT, TERENCE ROBERTMANAGER3053787
HECKMAN, CASS KIKUKOCHIEF COMPLIANCE OFFICER6835511
SHANAHAN, MATTHEWMANAGER2839069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARATHON CAPITAL MARKETS, LLC

CRD#: 103767

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