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JH

Joseph D. Hatina

M&A SECURITIES GROUP
Wadsworth, OH 44281
Some features on this profile are disabled
CRD#: 6980617
JH

Professional summary

Joseph Dominic Carter Hatina, who also goes by Joseph Carter Hatina, Joseph Dominic Carter Hatina, is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in Wadsworth, Ohio.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2019. Joseph has worked at 5 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Carter Hatina | Joseph Dominic Carter Hatina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/20/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Dominic Carter Hatina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2023 - Present

M&A SECURITIES GROUP, INC.

Office #1: 5021 Ridge Road, Wadsworth, OH 44281
BD
CRD#: 39999
Wadsworth, OH
Past

April 20, 2021 - August 26, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Valley View, OH
Past

March 8, 2021 - August 26, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
VALLEY VIEW, OH
Past

April 3, 2020 - January 8, 2021

LINDEN THOMAS AND COMPANY SECURITIES, LLC

BD
CRD#: 290244
CHARLOTTE, NC
Past

August 23, 2019 - April 28, 2020

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AVON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/28/2025)
RR
North Carolina
(2/6/2025)
RR
Ohio
(4/5/2023)
RR
Pennsylvania
(10/28/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/24/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/1/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
M&A SECURITIES GROUP, INC.
M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.

CRD#: 39999 / SEC#: , 8-48926

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Mailing Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Phone number
(816) 888-7920
Established
Kansas since 12/18/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374
BURCH, JACOB RANDALOWNER6049983
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M&A SECURITIES GROUP, INC.

CRD#: 39999Wadsworth, OH 44281

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