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MC

Michael R. Cianciulli

MARKETAXESS
New York, NY 10001
Some features on this profile are disabled
CRD#: 6980135
MC

Professional summary


Michael Robert Cianciulli, who also goes by Mike Robert Cianciulli, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York and PRAGMA LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 5 firms and has passed the SIE, Series 99 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Robert Cianciulli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Robert Cianciulli's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 2, 2020 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001
BD
CRD#: 44542
New York, NY
Current

November 27, 2024 - Present

PRAGMA LLC

Office #1: 55 Hudson Yards Floor 15, New York, NY 10001
BD
CRD#: 136453
New York, NY
Past

December 2, 2020 - February 22, 2022

LIQUIDITYEDGE, LLC

BD
CRD#: 174297
NEW YORK, NY
Past

January 15, 2019 - March 4, 2020

VIRTU FINANCIAL CAPITAL MARKETS LLC

BD
CRD#: 45986
NEW YORK, NY
Past

September 17, 2018 - June 9, 2020

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/17/2018
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm


PL
PRAGMA LLC
PRAGMA LLC | PRAGMA SECURITIES LLC

CRD#: 136453 / SEC#: , 8-67016

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
55 Hudson Yards Floor 15, New York, NY 10001
Mailing Address
55 Hudson Yards Floor 15, New York, NY 10001
Phone number
(212) 777-0052
Established
New York since 02/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MARKETAXESS HOLDINGS, INC.OWNER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER, FINOP6980135
MECHNER, DAVID ACEO5002127
PFEIFFER, KARL CURTISCHIEF BUSINESS OFFICER2406297
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

Red Flags


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Company Information


PRAGMA LLC

CRD#: 136453New York, NY 10001

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