SM
Shaun D. Mathena
ALPHASTAR CAPITAL MANAGEMENT
Clearwater, FL 33762
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CRD#: 6980077
SM
Shaun Davis MathenaALPHASTAR CAPITAL MANAGEMENT
Professional summary
Shaun Davis Mathena, who also goes by Shaun Davis Kettle, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Clearwater, Florida.
Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Shaun has worked at 1 firm and has passed the Series 65 and SIE exams.
At a Glance
Always Fiduciary
Aliases
Shaun Davis Kettle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Superior Mortgage Solutions, LLC whether the business is investment-related; Yes the address of the other business; 4590 Ulmerton Rd unit #104 Clearwater, Fl 33762 the nature of the other business; It is a Mortgage company. We provide solutions for financing/refinancing Properties your position; Vice President title, or relationship with the other business; Vice President the start date of your relationship; 07/2023 the approximate number of hours/month you devote to the other business; 40 hours per month. the number of hours you devote to the other business during securities trading hours; 40 hours per month. and briefly describe your duties relating to the other business; Compliance, Quoting clients, Following loans through process. the name of the other business; Fiduciary First Advisors Inc whether the business is investment-related; Yes the address of the other business; 4590 Ulmerton Rd unit #104 Clearwater, Fl 33762 the nature of the other business; Insurance Sales your position; Insurance Agent title, or relationship with the other business; Insurance Agent the start date of your relationship; Fiduciary First Advisors was started on 12-01-2025 the approximate number of hours/month you devote to the other business; __ hours per month. 80 Hours Per Month the number of hours you devote to the other business during securities trading hours; __ hours per month. 90Hours Per Month and briefly describe your duties relating to the other business; sales of insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Davis Mathena's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2026 - Present
ALPHASTAR CAPITAL MANAGEMENT
Office #1: 4590 Ulmerton Road #104, Clearwater, FL 33762RIA
CRD#: 157423
Clearwater, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD#: 157423 / SEC#: 801-72361
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/2/2026)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD#: 157423 / SEC#: 801-72361
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)Loading...
Contact information
Main Address
19600 West Catawba Avenue Suite B200, Cornelius, NC 28031
Mailing Address
Phone number
(855) 340-2514
Established
Firm type
Fiscal year end
# of Employees
124
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 |
Red Flags
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Company Information
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423Clearwater, FL 33762TRUST BUT VERIFY
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