TM
Thomas P. Matthews
PETERS & CO. EQUITIES
Calgary, Ab, T2P 0H7
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CRD#: 6980001
TM
Professional summary
Thomas Paul Matthews is a registered financial professional currently at PETERS & CO. EQUITIES INC. .
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Thomas Paul Matthews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2022 - Present
PETERS & CO. EQUITIES INC.
Office #1: 2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7Office #2: 2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7BD
CRD#: 38165
Calgary, Ab,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/29/2025)
RR
California(5/17/2022)
RR
Colorado(5/17/2022)
RR
Connecticut(5/17/2022)
RR
Florida(5/17/2022)
RR
Georgia(11/17/2024)
RR
Illinois(11/25/2024)
RR
Maryland(5/17/2022)
RR
Massachusetts(5/17/2022)
RR
Minnesota(6/15/2022)
RR
New York(5/17/2022)
RR
North Carolina(8/12/2022)
RR
Ohio(11/28/2023)
RR
Pennsylvania(5/17/2022)
RR
South Carolina(8/16/2022)
RR
Texas(5/17/2022)
RR
Utah(5/31/2022)
RR
Washington(5/17/2022)
RR
Wyoming(11/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
P&
PETERS & CO. EQUITIES INC.
PETERS & CO. EQUITIES INC.
CRD#: 38165 / SEC#: , 8-48219
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7
Mailing Address
2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7
Phone number
(403) 261-4850
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETERS & CO. LIMITED | PARENT COMPANY | |
| DRISCOLL, ANN MARLENE | VICE PRESIDENT, FINANCE & CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 5930722 |
| HARRIS, DEVON BRENDON | PRINCIPAL OPERATIONS OFFICER | 6540266 |
| MARCOTTE, BRADLEY WILLIAM | MANAGING DIRECTOR, INSTITUTIONAL SALES | 6579235 |
| MARTIN, JEFFREY JOHN MR. | EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR | 4795286 |
| OLIVER, STEPHEN | CHIEF COMPLIANCE OFFICER | 8061893 |
| PLEWES, CAMERON EVAN | PRESIDENT | 5853073 |
| POTTER, CHRISTOPHER STEPHEN MR. | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4730261 |
| REARDON, TYLER JAMES | MANAGING DIRECTOR, RESEARCH | 5620339 |
| SCOTT, ROBIN STUART | MANAGING DIRECTOR, TRADING | 4058331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
