Jordan K. Shimabuku

ALTRAVUE CAPITAL

Bellevue, WA 98005

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CRD#: 6979982

Professional summary

Jordan Kohta Shimabuku, who also goes by Jordan Shimabuku, is a registered financial advisor currently at ALTRAVUE CAPITAL, LLC located in Bellevue, Washington.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jordan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jordan Shimabuku

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Kohta Shimabuku's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2025 - Present

ALTRAVUE CAPITAL, LLC

Office #1: 11747 Ne 1st Street Suite 205, Bellevue, WA 98005

RIA

CRD#: 283260

Bellevue, WA

Past

December 11, 2020 - April 16, 2021

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

San Francisco, CA

Past

July 27, 2018 - November 30, 2020

GOLDMAN SACHS & CO. LLC

CRD#: 361

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTRAVUE CAPITAL, LLC

CRD#: 283260 / SEC#: 801-113312

RIA

Registered Investment Advisory firm - (5/29/2018 Approved)

Washington

Registered Investment Advisory firm - (7/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/8/2018

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 8/10/2018

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/27/2018

General Securities Representative Examination

Current Firm

ALTRAVUE CAPITAL, LLC

CRD#: 283260 / SEC#: 801-113312

RIA

Registered Investment Advisory firm - (5/29/2018 Approved)

Washington

Registered Investment Advisory firm - (7/13/2018 Terminated)

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Contact information

Main Address

11747 Ne 1st Street Suite 205, Bellevue, WA 98005

Mailing Address

Phone number

(425) 455-8896

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ALTRAVUE CAPITAL, LLC ADV PART 2A 02.06.2025 (2/13/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 1,405,847,440

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jordan K. Shimabuku

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Kohta Shimabuku's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

ALTRAVUE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2025

Series 63

Date: 7/9/2018

SIE

Date: 10/1/2018

Series 87

Date: 9/8/2018

Series 86

Date: 8/10/2018

Series 7

Date: 7/27/2018

Current Firm

ALTRAVUE CAPITAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTRAVUE CAPITAL, LLC

TRUST BUT VERIFY

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