Carla A. Colone
Professional summary
Carla A. Colone, who also goes by Carla Colone, is a registered financial professional currently at NORDEA SECURITIES LLC located in New York, New York.
Carla is registered as a RR (Registered Representative) and started their career in finance in 2004. Carla has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carla A. Colone's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2019 - Present
NORDEA SECURITIES LLC
Office #1: 1211 Avenue Of The Americas, New York, NY 10036November 10, 2011 - September 26, 2016
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
May 10, 2004 - November 8, 2011
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORDEA SECURITIES LLC
CRD#: 292574 / SEC#: , 8-70077
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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