Wayne M. Donadio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Michael Donadio was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1973. Wayne had worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - December 28, 2015
ROSS, SINCLAIRE & ASSOCIATES, LLC
August 2, 2000 - January 11, 2012
STEPHENS
June 2, 1999 - July 6, 2000
J.C. BRADFORD & CO.
August 4, 1998 - April 5, 1999
JACKSON SECURITIES LLC
September 22, 1997 - March 26, 1999
FIRST UNION CAPITAL MARKETS CORP.
January 17, 1994 - September 23, 1997
RAYMOND JAMES & ASSOCIATES, INC.
December 12, 1989 - January 14, 1994
TUCKER ANTHONY INCORPORATED
September 28, 1988 - December 21, 1989
RODMAN & RENSHAW INC.
December 2, 1987 - October 5, 1988
CIBC WORLD MARKETS CORP.
February 19, 1986 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
November 19, 1985 - February 18, 1986
MORGAN STANLEY DW INC.
October 30, 1984 - December 10, 1985
JSC SECURITIES, INC.
January 31, 1984 - November 13, 1984
TRANSGULF MUNICIPAL SECURITIES CORP.
January 9, 1981 - January 18, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
August 14, 1978 - February 2, 1981
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
September 1, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN
February 12, 1973 - February 28, 1974
AMERICAN SECURITIES BD CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/5/1973
Registered Representative ExaminationCurrent Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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