TB
Travis D. Banks
SCHWAB WEALTH ADVISORY
Omaha, NE 68154
Some features on this profile are disabled
CRD#: 6979267
TB
Professional summary
Travis D Banks, who also goes by Travis Banks, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Omaha, Nebraska and CHARLES SCHWAB & CO., INC. located in Omaha, Nebraska.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Travis has worked at 3 firms and has passed the Series 66, Series 63, Series 34, Series 3, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Travis Banks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Demeir Investments LLC | Investment Related:No|30 N Gould St St. R|Sheridan|WY|82801|United States|Real Estate (Non-Agent/Broker)|Owner|8/17/2022|20-40|0|I am the sole managing member of this LLC. This LLC is the holding company of subsidiary LLC's that acquire, market and hold real estate properties. , 2) Demeir Home Solutions LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|9/15/2022|20-40|0|I am the owner of this entity so I manage all aspects of this entity including transactions, bookkeeping and management
CRS (Client Relationship Summary) - RIA
Click below to view Travis D Banks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 200 South 108th Ave, Omaha, NE 68154RIA
CRD#: 159035
Omaha, NE
Current
October 12, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 200 S. 108 Ave, Omaha, NE 68154RIA
BD
CRD#: 5393
Omaha, NE
Past
May 9, 2025 - July 1, 2025
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Omaha, NE
Past
January 1, 2021 - May 19, 2024
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2023)
RR
Alaska(1/4/2023)
RR
Arizona(1/3/2023)
RR
Arkansas(1/3/2023)
RR
California(1/3/2023)
RR
Colorado(1/3/2023)
RR
Connecticut(1/3/2023)
RR
Delaware(1/3/2023)
RR
District of Columbia(1/3/2023)
RR
Florida(1/3/2023)
RR
Georgia(1/3/2023)
RR
Hawaii(1/3/2023)
RR
Idaho(1/3/2023)
RR
Illinois(1/3/2023)
RR
Indiana(1/3/2023)
RR
Iowa(1/3/2023)
RR
Kansas(1/3/2023)
RR
Kentucky(1/3/2023)
RR
Louisiana(1/3/2023)
RR
Maine(1/3/2023)
RR
Maryland(1/3/2023)
RR
Massachusetts(1/5/2023)
RR
Michigan(1/3/2023)
RR
Minnesota(1/3/2023)
RR
Mississippi(1/3/2023)
RR
Missouri(1/3/2023)
RR
Montana(1/3/2023)
RR
Nebraska(10/13/2022)
IAR
Nebraska(6/26/2025)
RR
Nevada(5/17/2024)
RR
New Hampshire(1/3/2023)
RR
New Jersey(1/3/2023)
RR
New Mexico(1/3/2023)
RR
New York(1/3/2023)
RR
North Carolina(1/3/2023)
RR
North Dakota(1/3/2023)
RR
Ohio(1/3/2023)
RR
Oklahoma(1/3/2023)
RR
Oregon(1/11/2023)
RR
Pennsylvania(1/17/2023)
RR
Puerto Rico(3/14/2024)
RR
Rhode Island(1/3/2023)
RR
South Carolina(1/3/2023)
RR
South Dakota(1/3/2023)
RR
Tennessee(1/3/2023)
RR
Texas(1/3/2023)
RR
Utah(1/5/2023)
RR
Vermont(1/3/2023)
RR
Virgin Islands(3/14/2024)
RR
Virginia(1/20/2023)
RR
Washington(1/3/2023)
RR
West Virginia(12/8/2022)
RR
Wisconsin(1/3/2023)
RR
Wyoming(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Omaha, NE 68154TRUST BUT VERIFY
Monitor Travis Banks
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
