DP
David A. Parks
Some features on this profile are disabled
CRD#: 6979209
DP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Parks was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2018. David had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PAPA JOHN'S FRANCHISE PIZZA OPERATION UNDER THE FOLLOWING LLCs: WFG, LLC DBA PAPA JOHN'S OF GLASGOW - START 10/2000 / PAPA JOHN'S PADUCAH, LLC - START 02/2007/ PJ MAYFIELD, LLC DBA PAPA JOHN'S OF MAYFIELD - START 06/2018. ADDRESS FOR ALL LLCs: 703 JEWELL ROAD, WILMORE, KY 40390; POSITION HELD IS MEMBER; DUTIES FOR EACH LLC ARE TO PROVIDE OVERSIGHT, ATTEND QUARTERLY MEETINGS AND PARTICIPATE IN SPECIAL PROJECTS AS NEEDED. TIME DEVOTED TO LLCs IS 2 HOURS PER MONTH FOR EACH AND NONE OF THE TIME OCCURS DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. 2) PFI, LLC 300 BRANWOOD LANE, NICHOLASVILLE, KY 40356 - START 09/2013; BUSINESS IS A REAL ESTATE HOLDING COMPANY; POSITION IS MEMBER; DUTIES ARE MANAGEMENT OF REAL ESTATE PROPERTY; TIME DEVOTED TO BUSINESS IS 4 HOURS PER MONTH AND NONE OF THE TIME OCCURS DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. 3) BP HOLDINGS, LLC 300 BRANWOOD LANE, NICHOLASVILLE, KY 40356 - START 08/2005; BUSINESS IS A REAL ESTATE HOLDING COMPANY; POSITION IS MEMBER; DUTIES ARE MANAGEMENT OF REAL ESTATE PROPERTY; TIME DEVOTED TO BUSINESS IS 2 HOURS PER MONTH AND NONE OF THE TIME OCCURS DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. 4) SPM INVESTMENTS III GP- START 01/2015, SPM INVESTMENTS IV GP - START 01/2019, SPM INVESTMENTS INCOME - START 07/2021 & SPM INVESTMENTS V - START 01/2022 / ADDRESS FOR ALL IS 27 AVENUE OF CHAMPIONS, NICHOLASVILLE, KY 40356; POSITION FOR EACH IS PARTNER; NATURE OF BUSINESS IS INVESTMENT HOLDING COMPANY; NO DUTIES AS THESE ARE PASSIVE INVESTMENTS (LIMITED PARTICIPATION); 0 HOURS PER MONTH. NOT INVESTMENT RELATED. 5) 8020, LLC 405 STONEGATE DRIVE, NICHOLASVILLE, KY 40356; START 08/2016; POSITION IS MEMBER; NATURE OF BUSINESS AN INVESTMENT HOLDING COMPANY; NO DUTIES AS THIS IS A PASSIVE INVESTMENT (LIMITED PARTICIPATION); 0 HOURS PER MONTH. NOT INVESTMENT RELATED. 6) DEAN DORTON ALLEN FORD, PLLC, 250 W. MAIN STREET, SUITE 1400, LEXINGTON, KY 40507; START 01/2011; POSITION IS DIRECTOR OF BUSINESS VALUATION SERVICES; NATURE OF BUSINESS IS VALUATION AND BUSINESS CONSULTING SERVICES; DUTIES INCLUDE PROVIDING BUSINESS VALUATION AND STRATEGIC BUSINESS CONSULTING SERVICES; 4 HOURS PER MONTH, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 23, 2018 - July 3, 2025
DEAN DORTON WEALTH MANAGEMENT, LLC
RIA
CRD#: 297616
LEXINGTON, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
DD
DEAN DORTON WEALTH MANAGEMENT, LLC
DEAN DORTON PRIVATE WEALTH | DEAN DORTON WEALTH MANAGEMENT, LLC
CRD#: 297616 / SEC#:
Indiana
Registered Investment Advisory firm - (10/1/2024 Approved)Kentucky
Registered Investment Advisory firm - (8/23/2018 Approved)North Carolina
Registered Investment Advisory firm - (8/29/2024 Approved)Ohio
Registered Investment Advisory firm - (8/28/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
250 W. Main Street Suite 1400, Lexington, KY 40507
Mailing Address
Phone number
(859) 425-7780
Established
Firm type
Fiscal year end
# of Employees
7
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 42,618,891 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
