AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JF

Justin M. Flores

ICBC STANDARD SECURITIES
NEW YORK, NY 10036
Some features on this profile are disabled
CRD#: 6979198
JF

Professional summary

Justin Michael Flores, who also goes by Justin Flores, is a registered financial professional currently at ICBC STANDARD SECURITIES INC. located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2020. Justin has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin Flores

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Michael Flores's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2024 - Present

ICBC STANDARD SECURITIES INC.

Office #1: 1185 Avenue Of The Americas Suite 1505, New York, NY 10036
BD
CRD#: 35560
NEW YORK, NY
Past

September 5, 2020 - July 13, 2023

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/25/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/4/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/11/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IS
ICBC STANDARD SECURITIES INC.
ICBC STANDARD SECURITIES INC. | STANDARD NEW YORK, INC | STANDARD NEW YORK SECURITIES, INC.

CRD#: 35560 / SEC#: , 8-46816

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1185 Avenue Of The Americas Suite 1505, New York, NY 10036
Mailing Address
1185 Avenue Of The Americas Suite 1505, New York, NY 10036
Phone number
(212) 407-5000
Established
Delaware since 11/03/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICBC STANDARD NY HOLDINGS INC.HOLDING COMPANY
GAO, WENYUEDIRECTOR7813696
HURD, JONATHAN SCOTTFINOP/PPO/PFO4159864
LICONTE, SABEENACHIEF COMPLIANCE OFFICER5729418
RONCEVICH, JOHN EMIL JRDIRECTOR4723228
RONCEVICH, JOHN EMIL JRCEO4723228

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICBC STANDARD SECURITIES INC.

CRD#: 35560New York, NY 10036

TRUST BUT VERIFY

Monitor Justin Flores

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics