GW
Gary C. Warnica
DIVERSIFY WEALTH MANAGEMENT
Sandy, UT 84070
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CRD#: 6978318
GW
Professional summary
Gary Curtis Warnica JR, who also goes by Gary Curtis Warnice Jr, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Sandy, Utah and DFPG INVESTMENTS, LLC located in Sandy, Utah.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Gary has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Curtis Warnice Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Life and Health Fixed Business conducted under Gary Warnica and Gen 1 Financial Partners Group LLC/ Sales of insurance and non-insurance products, part-time. Warnica Real Estate Ventures LLC / 0721-Present / Investment Related: Yes / 5728 W Acoma Dr. Glendale, AZ 85306 / Manager / Real Estate Cap. Invest/ Work Monthly: 20 / Sec Trading Hrs: 1/ Reading and researching real estate investment opportunities Net Law Group Inc. / 0321 -Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Sales / Estate Legal documents / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / Occasional sales of to Netlaw "Plans" to clients' normal activities. eHomonym LLC/ Owner/0123-present/Investment Related: No/ Home: 1280 S Rio Verde Ln, Camp Verde, AZ 86322/Owner/ Personal Investment/ Artistic Endeavors; Literature/ Develop Children's literature for publication.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Curtis Warnica JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2025 - Present
DIVERSIFY WEALTH MANAGEMENT, LLC
Office #1: 9017 S Riverside Dr Suite 210, Sandy, UT 84070RIA
CRD#: 329878
Sandy, UT
Current
June 7, 2023 - Present
DFPG INVESTMENTS, LLC
Office #1: 9017 S Riverside Drive Suite 210, Sandy, UT 84070BD
CRD#: 155576
Sandy, UT
Past
December 18, 2023 - January 2, 2025
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
Thatcher, AZ
Past
June 12, 2023 - December 31, 2023
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
Thatcher, AZ
Past
October 23, 2018 - June 8, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
TUCSON, AZ
Past
July 7, 2018 - June 8, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/7/2023)
IAR
Arizona(1/7/2025)
RR
Illinois(6/7/2023)
RR
Iowa(10/1/2024)
RR
North Carolina(6/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9017 S Riverside Dr Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 838-9999
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,760 |
| AUM (Assets Under Management) | $ 2,526,799,821 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
