Andre J. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Joseph Lawrence was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 2018. Andre had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2018 - November 19, 2021
CENTURA WEALTH ADVISORY
Primary Firm SEC Registration
CENTURA WEALTH ADVISORY
CRD#: 296985 / SEC#: 801-113284
State Registrations and Notice Filings
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Current Firm
CENTURA WEALTH ADVISORY
CRD#: 296985 / SEC#: 801-113284
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,467 |
| AUM (Assets Under Management) | $ 769,086,884 |
Red Flags
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