Ryan M. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Mcconnell Shaw was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2022. Ryan had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2022 - January 19, 2024
SEAPORT GLOBAL SECURITIES LLC
February 28, 2022 - April 12, 2022
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 8/19/2022
Securities Trader ExamSeries 7TO
Date: 2/28/2022
General Securities Representative ExaminationCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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