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SS

Scott A. Stewart

WITHUM CAPITAL
Whippany, NJ 07981
Some features on this profile are disabled
CRD#: 6977422
SS

Professional summary

Scott Alexander Stewart, who also goes by Scott Stewart, is a registered financial professional currently at WITHUM CAPITAL, LLC located in Whippany, New Jersey and BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2020. Scott has worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Stewart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2025 - Present

WITHUM CAPITAL, LLC

Office #1: 200 Jefferson Park, Suite 400, Whippany, NJ 07981
BD
CRD#: 323214
Whippany, NJ
Current

June 10, 2025 - Present

BAKER TILLY CAPITAL, LLC

Office #1: 4807 Innovate Lane, Madison, WI 53718
BD
CRD#: 115333
Madison, WI
Current

June 12, 2025 - Present

W G SECURITIES, LLC

Office #1: 10 N Main St Suite 214, West Hartford, CT 06107
BD
CRD#: 140869
WEST HARTFORD, CT
Current

June 18, 2025 - Present

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION

Office #1: 437 Madison Avenue Suite 1904, New York, NY 10022
BD
CRD#: 152920
New York, NY
Current

June 18, 2025 - Present

STERN CAPITAL LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170
BD
CRD#: 131226
NEW YORK, NY
Current

June 26, 2025 - Present

PLEXUS ENERGY CAPITAL, LLC

Office #1: 8859 West Crestline Dr., Littleton, CO 80123
BD
CRD#: 138263
Littleton, CO
Current

June 30, 2025 - Present

MIT ASSOCIATES, LLC

BD
CRD#: 121171
Tiburon, CA
Past

June 26, 2025 - January 5, 2026

CRONUS PARTNERS LLC

BD
CRD#: 133392
SOUTHPORT, CT
Past

November 21, 2024 - February 20, 2026

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
WEST PALM BEACH, FL
Past

September 17, 2020 - September 18, 2024

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/14/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/14/2025
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/17/2020
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MIT ASSOCIATES, LLC
LIABILITY SOLUTIONS | MIT ASSOCIATES, LLC

CRD#: 121171 / SEC#: , 8-65386

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
85 Eastview Avenue, Tiburon, CA 94920
Mailing Address
Po Box 774, Tiburon, CA 94920
Phone number
(415) 860-3673
Established
California since 04/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MIT HOLDINGS, LLCOWNER OF MIT ASSOCIATES, LLC
FORD, DAVID WRENNCEO, CCO, MANAGING PARTNER1188531
HARLINE, LISA DESAIMANAGING PARTNER6565161
STEWART, SCOTT ALEXANDERFINOP6977422
THORNTON, STEVEN LEEPRINCIPAL4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIT ASSOCIATES, LLC

CRD#: 121171Whippany, NJ 07981

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