Scott A. Stewart

STONELIVING SECURITIES

West Palm Beach, FL

Some features on this profile are disabled

CRD#: 6977422

Professional summary

Scott Alexander Stewart, who also goes by Scott Stewart, is a registered financial professional currently at STONELIVING SECURITIES, LLC located in West Palm Beach, Florida and WITHUM CAPITAL, LLC located in Whippany, New Jersey.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2020. Scott has worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

STONELIVING SECURITIES, LLC

CRD#: 153565

West Palm Beach, FL

Current

June 9, 2025 - Present

WITHUM CAPITAL, LLC

Office #1: 200 Jefferson Park, Suite 400, Whippany, NJ 07981

CRD#: 323214

Whippany, NJ

Current

June 10, 2025 - Present

BAKER TILLY CAPITAL, LLC

Office #1: 4807 Innovate Lane, Madison, WI 53718

CRD#: 115333

Madison, WI

Current

June 12, 2025 - Present

W G SECURITIES, LLC

Office #1: 1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525

CRD#: 140869

Woodbridge, CT

Current

June 18, 2025 - Present

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION

Office #1: 437 Madison Avenue Suite 1904, New York, NY 10022

CRD#: 152920

New York, NY

Current

June 18, 2025 - Present

STERN CAPITAL LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170

CRD#: 131226

NEW YORK, NY

Current

June 26, 2025 - Present

PLEXUS ENERGY CAPITAL, LLC

Office #1: 8859 West Crestline Dr., Littleton, CO 80123

CRD#: 138263

Littleton, CO

Current

June 26, 2025 - Present

CRONUS PARTNERS LLC

Office #1: 2 Elmwood Drive, Southport, CT 06890

CRD#: 133392

Southport, CT

Current

June 30, 2025 - Present

MIT ASSOCIATES, LLC

CRD#: 121171

Tiburon, CA

Past

September 17, 2020 - September 18, 2024

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/14/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 1/14/2025

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 27

Date: 9/17/2020

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

MIT ASSOCIATES, LLC

LIABILITY SOLUTIONS | MIT ASSOCIATES, LLC

CRD#: 121171 / SEC#: , 8-65386

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

85 Eastview Avenue, Tiburon, CA 94920

Mailing Address

Po Box 774, Tiburon, CA 94920

Phone number

(415) 860-3673

Established

California since 04/17/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MIT HOLDINGS, LLC	OWNER OF MIT ASSOCIATES, LLC
FORD, DAVID WRENN	CEO, CCO, MANAGING PARTNER	1188531
HARLINE, LISA DESAI	MANAGING PARTNER	6565161
STEWART, SCOTT ALEXANDER	FINOP	6977422
THORNTON, STEVEN LEE	PRINCIPAL	4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott A. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

WITHUM CAPITAL, LLC

BAKER TILLY CAPITAL, LLC

W G SECURITIES, LLC

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION

STERN CAPITAL LLC

PLEXUS ENERGY CAPITAL, LLC

CRONUS PARTNERS LLC

MIT ASSOCIATES, LLC

PNC WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/14/2025

SIE

Date: 1/14/2025

Series 27

Date: 9/17/2020

FINRA

Current Firm

MIT ASSOCIATES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MIT ASSOCIATES, LLC

TRUST BUT VERIFY

Similar Advisors