Gary E. Domke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Edward Domke was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1970. Gary had worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, PC, Series 1, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2019 - December 9, 2022
VESTECH SECURITIES, INC.
August 10, 2016 - December 2, 2019
CFD INVESTMENTS, INC.
January 5, 2010 - August 9, 2016
OAKBRIDGE FINANCIAL SERVICES
January 6, 1999 - December 31, 2009
HUNTLEIGH SECURITIES CORPORATION
March 6, 1996 - December 14, 1998
CIBC WORLD MARKETS CORP.
November 2, 1994 - January 31, 1996
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 25, 1989 - October 18, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 10, 1983 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
October 23, 1980 - August 20, 1982
WZW FINANCIAL SERVICES, INC.
October 8, 1974 - November 22, 1980
R. ROWLAND & CO., INCORPORATED
August 10, 1970 - December 2, 1974
STIX & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 3/18/1983
AMEX Put and Call ExamSeries 1
Date: 4/25/1970
Registered Representative ExaminationSeries 8
Date: 7/7/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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