Amy Buck

PLANPATH FINANCIAL

MARQUETTE, MI 49855

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CRD#: 6976894

Professional summary

Amy Buck, who also goes by Amy Jo Buck, Amy Jo Robb, is a registered financial advisor currently at PLANPATH FINANCIAL located in Marquette, Michigan.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Amy has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Jo Buck | Amy Jo Robb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

On November 11, 2024, Amy Buck started a new business, Planpath Tax Prep, LLC. Planpath Tax Prep, LLC is not an investment-related business. Amy Buck is owner, operator, and tax preparer. Planpath Tax Prep, LLC is located at 708 Chippewa Sq, Ste 9, Marquette, MI 49855. Planpath Tax Prep, LLC is a tax preparation business who currently serves less than 50 clients by preparing their 1040 federal and state returns. Amy works in the Planpath Tax Prep business approximately 100 hours per year, primarily during tax season, February - April. During that time frame approximately 10 hours per week or two hours during trading hours are dedicated to Planpath Tax Prep activities. Some of the clients Amy serves through Planpath Tax Prep, LLC are also clients of Planpath Financial, LLC. Clients of one of these two business are not required or incentivized to contract services with the other company. Each company operates separately from the other.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Buck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2024 - Present

PLANPATH FINANCIAL

Office #1: 708 Chippewa Square #9, Marquette, MI 49855

RIA

CRD#: 330175

MARQUETTE, MI

Past

September 15, 2022 - February 16, 2024

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MARQUETTE, MI

Past

August 5, 2022 - February 16, 2024

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

MARQUETTE, MI

Past

June 3, 2019 - June 14, 2022

ROBERTS FINANCIAL SERVICES, LLC

RIA

CRD#: 289856

MARQUETTE, MI

Past

January 17, 2019 - March 26, 2019

EDWARD JONES

RIA

CRD#: 250

ISHPEMING, MI

Past

September 21, 2018 - March 26, 2019

EDWARD JONES

CRD#: 250

ISHPEMING, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/24/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/11/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2018

General Securities Representative Examination

Current Firm

PLANPATH FINANCIAL

PLANPATH FINANCIAL | PLANPATH FINANCIAL, L.L.C.

CRD#: 330175 / SEC#:

Michigan

Registered Investment Advisory firm - (6/7/2024 Approved)

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Contact information

Main Address

708 Chippewa Square #9, Marquette, MI 49855

Mailing Address

Phone number

(906) 261-0097

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 968,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy Buck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Buck's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

ROBERTS FINANCIAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/2022

Series 66

Date: 1/11/2019

Series 7TO

Date: 9/15/2022

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2018

Current Firm

PLANPATH FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLANPATH FINANCIAL

TRUST BUT VERIFY

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