Vincenzo Botta

RIVERSIDE ADVISORS,

Woburn, MA 01801

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CRD#: 6976709

Professional summary

Vincenzo Botta is a registered financial advisor currently at RIVERSIDE ADVISORS, INC located in Woburn, Massachusetts.

Vincenzo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Vincenzo has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincenzo Botta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2018 - Present

RIVERSIDE ADVISORS, INC

Office #1: 500 Unicorn Park Drive Ste 101, Woburn, MA 01801

RIA

CRD#: 144328

Woburn, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2018

Uniform Investment Adviser Law Examination

Current Firm

RIVERSIDE ADVISORS, INC

CRD#: 144328 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/13/2013 Approved)

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Contact information

Main Address

Lexington, MA

Mailing Address

Phone number

(781) 321-6065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincenzo Botta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincenzo Botta's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERSIDE ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2018

Current Firm

RIVERSIDE ADVISORS, INC

Contact information

Documents

Red Flags

Company Information

RIVERSIDE ADVISORS, INC

TRUST BUT VERIFY

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