Shane P. Kelly

MAYPORT WEALTH MANAGEMENT

Newton, MA

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CRD#: 6976646

Professional summary

Shane Patrick Kelly is a registered financial advisor currently at MAYPORT WEALTH MANAGEMENT located in Newton, Massachusetts.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Shane has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Patrick Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2023 - Present

MAYPORT WEALTH MANAGEMENT

RIA

CRD#: 288215

Newton, MA

Past

January 15, 2020 - August 18, 2022

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

November 19, 2019 - August 18, 2022

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAYPORT WEALTH MANAGEMENT

MAYPORT WEALTH MANAGEMENT | MAYPORT, LLC

CRD#: 288215 / SEC#: 801-119353

RIA

Registered Investment Advisory firm - (8/24/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/27/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/16/2020 Terminated)

Texas

Registered Investment Advisory firm - (8/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/16/2019

Securities Industry Essentials Examination

Current Firm

MAYPORT WEALTH MANAGEMENT

MAYPORT WEALTH MANAGEMENT | MAYPORT, LLC

CRD#: 288215 / SEC#: 801-119353

RIA

Registered Investment Advisory firm - (8/24/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/27/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/16/2020 Terminated)

Texas

Registered Investment Advisory firm - (8/27/2020 Terminated)

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Contact information

Main Address

Newton, MA

Mailing Address

Phone number

(617) 545-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAYPORT FORMADV2A2B (8/4/2025)

Regulatory assets under management

Total Number of Accounts	569
AUM (Assets Under Management)	$ 481,532,920

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shane P. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Patrick Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAYPORT WEALTH MANAGEMENT

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

MAYPORT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2019

Series 7TO

Date: 11/19/2019

SIE

Date: 10/16/2019

Current Firm

MAYPORT WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAYPORT WEALTH MANAGEMENT

TRUST BUT VERIFY

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