Amy Weigand

ALTMAN ADVISORS

Chicago, IL 60606

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CRD#: 6976570

Professional summary

Amy Weigand is a registered financial advisor currently at ALTMAN ADVISORS located in Chicago, Illinois.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Amy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Weigand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2025 - Present

ALTMAN ADVISORS

Office #1: 233 S Wacker Dr. Suite 9750, Chicago, IL 60606

RIA

CRD#: 281778

Chicago, IL

Past

May 31, 2023 - September 10, 2024

FEFA FINANCIAL

RIA

CRD#: 324833

SAINT LOUIS, MO

Past

January 17, 2023 - July 6, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

St. Louis, MO

Past

September 4, 2018 - April 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

August 3, 2018 - April 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTMAN ADVISORS

ALTMAN ADVISORS | DOHENY ADVISORS LLC | ALTMAN ADVISORS, INC

CRD#: 281778 / SEC#: 801-108135

RIA

Registered Investment Advisory firm - (7/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2018

General Securities Representative Examination

Current Firm

ALTMAN ADVISORS

ALTMAN ADVISORS | DOHENY ADVISORS LLC | ALTMAN ADVISORS, INC

CRD#: 281778 / SEC#: 801-108135

RIA

Registered Investment Advisory firm - (7/15/2016 Approved)

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Contact information

Main Address

233 S Wacker Dr. Suite 9750, Chicago, IL 60606

Mailing Address

Phone number

(312) 759-7801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONSOLIDATED FIRM/ WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 427,936,128

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Amy Weigand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Weigand's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEFA FINANCIAL

AE WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ALTMAN ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2018

Current Firm

ALTMAN ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTMAN ADVISORS

TRUST BUT VERIFY

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