Kathryn E. Chase

MARDIN CAPITAL GROUP

Dover, NH

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CRD#: 6976467

Professional summary

Kathryn Elaine Chase, CFP®, who also goes by Kathryn Elaine Mardin, is a registered financial advisor currently at MARDIN CAPITAL GROUP located in Dover, New Hampshire.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kathryn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Min. Asset: Under $50K

Services Offered

Retirement Planning

Comprehensive Financial Planning

Retirement Income Management

Education Planning

Aliases

Kathryn Elaine Mardin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kathryn Chase; Investment-related; Private residence in Dover, NH; Insurance sales; Licensed Insurance Agent; Start date: 02/01/2025; 0 hours per month; 0 hours per month during trading hours; Active license to sell insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elaine Chase's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

June 4, 2026 - Present

MARDIN CAPITAL GROUP

RIA

CRD#: 342252

Dover, NH

Past

June 11, 2025 - July 2, 2026

MARDIN CAPITAL GROUP LLC

RIA

CRD#: 127881

PORTSMOUTH, NH

Past

January 14, 2019 - June 19, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTSMOUTH, NH

Past

September 24, 2018 - June 19, 2026

LPL FINANCIAL LLC

CRD#: 6413

PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARDIN CAPITAL GROUP

MARDIN CAPITAL GROUP | MCG ADVISORS LLC | MCG ADVISORS

CRD#: 342252 / SEC#: 801-136300

RIA

Registered Investment Advisory firm - (5/29/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(6/4/2026)

IAR

Texas
(6/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2018

General Securities Representative Examination

Current Firm

MARDIN CAPITAL GROUP

MARDIN CAPITAL GROUP | MCG ADVISORS LLC | MCG ADVISORS

CRD#: 342252 / SEC#: 801-136300

RIA

Registered Investment Advisory firm - (5/29/2026 Approved)

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Contact information

Main Address

6 Airfield Drive Suite 203, Rye, NH 03870

Mailing Address

Phone number

(603) 766-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026-05-28 MCG ADVISORS FORM ADV PART 2A (5/28/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Kathryn E. Chase

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elaine Chase's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARDIN CAPITAL GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

MARDIN CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2018

Current Firm

MARDIN CAPITAL GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MARDIN CAPITAL GROUP

TRUST BUT VERIFY

Contact information

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