Beau J. Welsh

LAVERGNE, TN

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CRD#: 6976434

Professional summary

Beau Jacob Welsh was a registered financial advisor .

Beau is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Beau had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Cryptocurrency Investment; Trading and holding of crypto currencies (ethereum and the like) through Coinbase; 1107 Granada Ave. Nashville, Tn 37206; Start Date 04/2021; Role/Title: User; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; PASSIVE INVESTOR]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2026 - Present

LAVERGNE, TN

Past

December 23, 2019 - September 1, 2026

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

FRANKLIN, TN

Past

October 30, 2018 - September 1, 2026

NYLIFE SECURITIES LLC

CRD#: 5167

FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/20/2026)

IAR

Texas
(8/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/19/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/21/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/30/2018

Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Beau J. Welsh

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2019

Series 63

Date: 12/19/2018

Series 7TO

Date: 8/21/2019

SIE

Date: 10/31/2018

Series 6

Date: 10/30/2018

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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