Sean S. Telford

UTI INVESTMENTS AMERICA LIMITED

New York, NY 10020

Some features on this profile are disabled

CRD#: 6976351

Professional summary

Sean Szarabajka Telford, who also goes by Sean Szarabajka Telford, is a registered financial advisor currently at UTI INVESTMENTS AMERICA LIMITED located in New York, New York.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sean has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 57 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Szarabajka Telford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Szarabajka Telford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2025 - Present

UTI INVESTMENTS AMERICA LIMITED

Office #1: 1 Rockefeller Plaza Suite 2330, New York, NY 10020

RIA

CRD#: 330110

New York, NY

Past

March 1, 2024 - May 6, 2025

EAGLE POINT SECURITIES LLC

CRD#: 324528

Greenwich, CT

Past

March 14, 2023 - March 1, 2024

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

Greenwich, CT

Past

December 17, 2019 - March 8, 2023

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

August 3, 2018 - July 11, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UTI INVESTMENTS AMERICA LIMITED

CRD#: 330110 / SEC#: 801-129655

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/17/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 8/3/2018

Securities Trader Exam

Current Firm

UTI INVESTMENTS AMERICA LIMITED

CRD#: 330110 / SEC#: 801-129655

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Kingsway House Havilland Street, St Peter Port, GY1 2QE

Mailing Address

Phone number

(658) 499-0103

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

UTI INVESTMENTS AMERICA LIMITED (4/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean S. Telford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Szarabajka Telford's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE POINT SECURITIES LLC

WEALTHFORGE SECURITIES, LLC

AMG DISTRIBUTORS, INC.

T3 TRADING GROUP, LLC

Primary Firm SEC Registration

UTI INVESTMENTS AMERICA LIMITED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2025

Series 63

Date: 12/30/2019

Series 7TO

Date: 12/17/2019

SIE

Date: 10/1/2018

Series 57

Date: 8/3/2018

Current Firm

UTI INVESTMENTS AMERICA LIMITED

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

UTI INVESTMENTS AMERICA LIMITED

TRUST BUT VERIFY

Similar Advisors