Ryan T. Ferguson
Professional summary
Ryan Thomas Ferguson, who also goes by Ryan Ferguson, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Thomas Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2023 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005February 20, 2020 - May 17, 2023
CREDIT SUISSE SECURITIES (USA) LLC
November 19, 2019 - May 17, 2023
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2023)
(7/13/2023)
(8/31/2023)
(8/11/2023)
(8/11/2023)
(7/17/2024)
(8/11/2023)
(8/14/2023)
(10/13/2023)
(10/30/2023)
(7/17/2024)
(9/8/2023)
(10/19/2023)
(10/31/2023)
(8/11/2023)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(8/11/2023)
(5/16/2023)
(8/30/2023)
(3/21/2024)
(8/1/2023)
(4/1/2024)
(7/11/2023)
(3/21/2024)
(7/18/2023)
(8/16/2023)
(4/2/2024)
(8/23/2023)
(9/6/2023)
(10/16/2023)
Exams
Series 7TO
Date: 11/19/2019
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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