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EW

Elizabeth Wolf

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CRD#: 6975868
EW
Elizabeth Wolf

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elizabeth Wolf, who also goes by Elizabeth Ruth Wolf, Elizabeth Wolf, Elizabeth R Wolf, was a registered financial professional .

Elizabeth is a previously registered financial professional and started their career in finance in 2018. Elizabeth had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Aliases

Elizabeth Ruth Wolf | Elizabeth Wolf | Elizabeth R Wolf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 19, 2022 - September 23, 2026

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
Stamford, CT
Past

May 19, 2022 - September 23, 2026

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
Stamford, CT
Past

May 20, 2021 - April 13, 2022

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

May 5, 2021 - April 13, 2022

MORGAN STANLEY

BD
CRD#: 149777
New York, NY
Past

October 26, 2018 - April 14, 2021

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA
Registered Investment Advisory firm - (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
PR
Series 66
Status Unavailable
Passed: 5/20/2021
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 11/10/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 10/26/2018
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/12/2018
Securities Industry Essentials Examination

Current Firm

AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA
Registered Investment Advisory firm - (8/13/1999 Approved)
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Contact information

Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
4,204

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/30/2026)
INSTITUTIONAL FORM ADV BROCHURE (3/30/2026)

Regulatory assets under management

Total Number of Accounts75,956
AUM (Assets Under Management)$ 763,401,000,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025
Cover Page
Report
11/25/2024
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANCEBERNSTEIN L.P.

CRD#: 108477

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