Evelyn K. Fernandez

PROSPERITY - AN EISNERAMPER COMPANY

Pasadena, CA 91101

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CRD#: 6975577

Professional summary

Evelyn Khachikian Fernandez, who also goes by Evelyn Khachikian, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Pasadena, California.

Evelyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Evelyn has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Evelyn Khachikian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EisnerAmper; 225 S. Lake Avenue, Suite 450, Pasadena, CA 91101; Start Date: 09/2024; Non-Investment Related; CPA - Tax Principal, Tax Practice; 160 hours per month dedicated to practice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evelyn Khachikian Fernandez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2025 - Present

PROSPERITY - AN EISNERAMPER COMPANY

Office #1: 225 S. Lake Avenue Suite 1075, Pasadena, CA 91101

RIA

CRD#: 133777

Pasadena, CA

Past

March 14, 2024 - August 29, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

PASADENA, CA

Past

March 5, 2024 - August 29, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

STE 400, CA

Past

October 25, 2019 - November 29, 2023

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

PASADENA, CA

Past

October 25, 2019 - November 29, 2023

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PASADENA, CA

Past

December 20, 2018 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

PASADENA, CA

Past

November 5, 2018 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2025)

IAR

Minnesota
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2018

General Securities Representative Examination

Current Firm

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

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Contact information

Main Address

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117

Mailing Address

Phone number

(410) 363-7211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSPERITY BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	5,557
AUM (Assets Under Management)	$ 3,195,898,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Evelyn K. Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evelyn Khachikian Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

CETERA INVESTMENT ADVISERS LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

PROSPERITY - AN EISNERAMPER COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2018

SIE

Date: 11/6/2018

Series 7

Date: 11/5/2018

Current Firm

PROSPERITY - AN EISNERAMPER COMPANY

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY - AN EISNERAMPER COMPANY

TRUST BUT VERIFY

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