ZG
Zachary R. Gibson
ALLY INVEST ADVISORS
Phoenix, AZ
Some features on this profile are disabled
CRD#: 6975398
ZG
Professional summary
Zachary Raymond Gibson, who also goes by Zac Gibson, Zachary R Gibson, Zachary Raymond Gibson, Zachary Gibson, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Phoenix, Arizona and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zac Gibson | Zachary R Gibson | Zachary Raymond Gibson | Zachary Gibson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lyft, Not investment related. Driver. 8/31/2022. 5 hrs/month. Provide transportation services as a driver Uber. Not investment related. Driver. 7/27/2022. 20 hrs/month. Provide transportation services as a driver Uber Eats. Not investment related. Delivery Driver. 7/27/2022. 20 hrs/month. Delivery driver to deliver food to customers. Doordash. Not investment related. Dasher. 7/27/2022. 25 hrs/month. Delivery driver to deliver food to customers. Courial. Not investment related. Driver. 09/20/2024. 20 hrs/month. Provide food delivery services through the Courial mobile app. Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist-Invest Services. Dually licensed. 03/09/2023. 40 hrs/month. Support both Ally Invest Advisors and Ally Invest Securities in a dually licensed capacity. Responsibilities include servicing Ally Invest customers that may have self-directed or advisory accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Raymond Gibson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2023 - Present
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Phoenix, AZ
Current
July 28, 2021 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202BD
CRD#: 136131
Charlotte, NC
Past
October 6, 2020 - August 9, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
Past
June 8, 2020 - July 22, 2020
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
Phoenix, AZ
Past
February 13, 2020 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
PHOENIX, AZ
Past
August 17, 2018 - February 5, 2020
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2021)
RR
Alaska(7/28/2021)
RR
Arizona(7/28/2021)
IAR
Arizona(3/27/2023)
RR
Arkansas(7/28/2021)
RR
California(7/28/2021)
RR
Colorado(7/28/2021)
RR
Connecticut(7/28/2021)
RR
Delaware(7/28/2021)
RR
District of Columbia(7/28/2021)
RR
Florida(7/28/2021)
RR
Georgia(7/28/2021)
RR
Hawaii(7/28/2021)
RR
Idaho(7/28/2021)
RR
Illinois(7/28/2021)
RR
Indiana(7/28/2021)
RR
Iowa(7/28/2021)
RR
Kansas(7/28/2021)
RR
Kentucky(7/28/2021)
RR
Louisiana(7/28/2021)
RR
Maine(7/28/2021)
RR
Maryland(7/28/2021)
RR
Massachusetts(7/28/2021)
RR
Michigan(7/28/2021)
RR
Minnesota(7/28/2021)
RR
Mississippi(7/28/2021)
RR
Missouri(7/28/2021)
RR
Montana(7/29/2021)
RR
Nebraska(7/28/2021)
RR
Nevada(7/28/2021)
RR
New Hampshire(7/28/2021)
RR
New Jersey(7/28/2021)
RR
New Mexico(7/28/2021)
RR
New York(7/28/2021)
RR
North Carolina(7/28/2021)
RR
North Dakota(7/28/2021)
RR
Ohio(7/28/2021)
RR
Oklahoma(7/28/2021)
RR
Oregon(7/28/2021)
RR
Pennsylvania(7/28/2021)
RR
Puerto Rico(7/28/2021)
RR
Rhode Island(7/28/2021)
RR
South Carolina(7/28/2021)
RR
South Dakota(7/28/2021)
RR
Tennessee(7/28/2021)
RR
Texas(7/28/2021)
RR
Utah(7/28/2021)
RR
Vermont(7/28/2021)
RR
Virginia(7/28/2021)
RR
Washington(7/28/2021)
RR
West Virginia(7/28/2021)
RR
Wisconsin(7/28/2021)
RR
Wyoming(7/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
