Sandra J. Orozco Davila

EFG CAPITAL INTERNATIONAL

MIAMI, FL 33131-2867

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CRD#: 6975332

Professional summary

Sandra Jaoscar Orozco Davila, who also goes by Sandra Jaoscar Orozcodavila, is a registered financial professional currently at EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Sandra is registered as a RR (Registered Representative) and started their career in finance in 2018. Sandra has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sandra Jaoscar Orozcodavila

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sandra Jaoscar Orozco Davila's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2022 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

CRD#: 40118

MIAMI, FL

Past

August 25, 2018 - August 16, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/29/2022)

Exams

State Security Law Exam

Series 63

Date: 9/4/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/11/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/25/2018

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EFG CAPITAL INTERNATIONAL

BDD CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL | EFG CAPITAL | BDD INTERNATIONAL, LTD.

CRD#: 40118 / SEC#: 801-120569, 8-48969

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

701 Brickell Ave 9th Floor & Suite 1350, Miami, FL 33131

Mailing Address

701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

Phone number

(305) 482-8000

Established

Delaware since 01/03/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

EFG CAPITAL FORM ADV BROCHURE (2/18/2021)

Direct owners and executive officers

Name	Position	CRD#
EFG CAPITAL HOLDINGS CORP.	PARENT
ARGUMEDO, GUILLERMO ARTURO	SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL	2542794
BORGES, LEONARDO SILVA	PRINCIPAL OPERATIONS OFFICER	5637377
ECHEVARRIA, VICTOR MANUEL	CHAIRMAN OF THE BOARD	1939548
GONZALEZ, CARLOS JAVIER	CHIEF COMPLIANCE OFFICER	4294205
LEVERETT, KYLE LAWRENCE	PRINCIPAL FINANCIAL OFFICER	6123446
MESQUITA, SILVANA SOBRAL	AMLCO	6983852
MOHOROVIC, SANJIN	CEO	6849141

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandra J. Orozco Davila

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sandra Jaoscar Orozco Davila's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFG CAPITAL INTERNATIONAL

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2018

Series 7TO

Date: 4/11/2023

SIE

Date: 10/1/2018

Series 6

Date: 8/25/2018

FINRA

Current Firm

EFG CAPITAL INTERNATIONAL

Contact information

FINRA licenses (30 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EFG CAPITAL INTERNATIONAL

TRUST BUT VERIFY

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