Jeffrey D. Hansen

CAPSTONE FINANCIAL ADVISORS

Downers Grove, IL 60515

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CRD#: 6975211

Professional summary

Jeffrey Drew Hansen, CFP®, who also goes by Jeff Hansen, Jeffrey D Hansen, Jeffrey Hansen, is a registered financial advisor currently at CAPSTONE FINANCIAL ADVISORS INC located in Downers Grove, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jeffrey has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Hansen | Jeffrey D Hansen | Jeffrey Hansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Position: Owner/CEO; FIRM: Shetland Financial, LLC; Investment Related: Yes; Location: 225 W. Wacker Dr., Ste 1700, Chicago, IL 60606; Description of business: Investment Adviser; Responsibilities/Duties: Provide investment advisory services to clients; Start date with business: 2020-02-11; Hours devoted to business during trading hours: 2 to 4 hours per day; Hours devoted to business outside trading hours: Zero. (2) Position: Owner; FIRM: Shetland Tax Services; Investment Related: No; Location: 420 W Huron St. STE 221, Chicago, IL 60654; Description of the business: Tax preparation for individuals; Responsibilities Duties: Prepare tax return for individuals; Start date with business: 2021-01-04; Hours devoted to business during trading hours: 15; Hours devoted to business outside trading hours: 60; Percentage of total yearly compensation expected to be derived from the business: 15.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Drew Hansen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 26, 2023 - Present

CAPSTONE FINANCIAL ADVISORS INC

Office #1: 2001 Butterfield Road Suite 1750, Downers Grove, IL 60515

RIA

CRD#: 109341

Downers Grove, IL

Past

February 16, 2023 - September 22, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

Chicago, IL

Past

February 16, 2023 - September 22, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

September 8, 2022 - September 22, 2023

CRD#: 7691

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE FINANCIAL ADVISORS INC

CRD#: 109341 / SEC#: 801-56979

RIA

Registered Investment Advisory firm - (11/16/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/26/2023)

IAR

Texas
(9/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/26/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2018

General Securities Representative Examination

Current Firm

CAPSTONE FINANCIAL ADVISORS INC

CRD#: 109341 / SEC#: 801-56979

RIA

Registered Investment Advisory firm - (11/16/1999 Approved)

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Contact information

Main Address

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515

Mailing Address

Phone number

(630) 241-0833

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE FINANCIAL ADVISORS FOR ADV PART 2 DATED 3-2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,008
AUM (Assets Under Management)	$ 2,441,937,272

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/15/2025	Cover Page	Report
01/06/2025	Cover Page	Report
12/19/2023	Cover Page	Report
07/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey D. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Drew Hansen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RUBINBROWN ADVISORS LLC

SHETLAND FINANCIAL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAPSTONE FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2022

Series 66

Date: 9/26/2018

Series 7TO

Date: 9/8/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2018

Current Firm

CAPSTONE FINANCIAL ADVISORS INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPSTONE FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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