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TH

Theo Z. Halbardier

SEALY INVESTMENT SECURITIES
DALLAS, TX 75206
Some features on this profile are disabled
CRD#: 6975190
TH

Professional summary


Theo Zachary Halbardier, who also goes by Theo Halbardier, is a registered financial professional currently at SEALY INVESTMENT SECURITIES, LLC located in Dallas, Texas.

Theo is registered as a RR (Registered Representative) and started their career in finance in 2018. Theo has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Theo Halbardier

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Theo Zachary Halbardier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 10, 2025 - Present

SEALY INVESTMENT SECURITIES, LLC

Office #1: 5910 N. Central Expressway Suite 1700, Dallas, TX 75206
BD
CRD#: 300691
DALLAS, TX
Past

January 7, 2022 - November 26, 2024

ASHFORD SECURITIES LLC

BD
CRD#: 305330
DALLAS, TX
Past

April 6, 2020 - January 14, 2022

EMERSON EQUITY LLC

RIA
CRD#: 130032
Dallas, TX
Past

April 6, 2020 - January 14, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
Dallas, TX
Past

October 15, 2018 - March 4, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FORT WORTH, TX
Past

August 29, 2018 - March 4, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FORT WORTH, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(2/10/2025)
RR
Louisiana
(2/10/2025)
RR
Oklahoma
(2/10/2025)
RR
Texas
(2/10/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2018
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SI
SEALY INVESTMENT SECURITIES, LLC
SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691 / SEC#: , 8-70340

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Mailing Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Phone number
(714) 812-1668
Established
Georgia since 12/19/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEALY & COMPANY, LLCDIRECT OWNER
BARAUSKY, PAUL MICHAELCHIEF DISTRIBUTION OFFICER2104993
CARTER, ANA ROUMENOVAFINOP, PFO, POO4424794
JACKSON, PETER LYNNPRESIDENT & CEO4276062
MARTIN, CHRISTINA MARIECHIEF COMPLIANCE OFFICER6228852

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691Dallas, TX 75206

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