Theo Z. Halbardier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theo Zachary Halbardier, who also goes by Theo Halbardier, was a registered financial professional .
Theo is a previously registered financial professional and started their career in finance in 2018. Theo had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2025 - December 17, 2025
SEALY INVESTMENT SECURITIES, LLC
January 7, 2022 - November 26, 2024
ASHFORD SECURITIES LLC
April 6, 2020 - January 14, 2022
EMERSON EQUITY LLC
April 6, 2020 - January 14, 2022
EMERSON EQUITY LLC
October 15, 2018 - March 4, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 29, 2018 - March 4, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691 / SEC#: , 8-70340
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
