Michael R. Ramos
Professional summary
Michael Ray Ramos, who also goes by Michael Ramos, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Racine, Wisconsin and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ray Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 4, 2022 - December 18, 2024
EQUITABLE ADVISORS, LLC
May 4, 2022 - December 18, 2024
EQUITABLE ADVISORS, LLC
October 17, 2018 - April 30, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2018 - April 30, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
