Nicholas T. Palko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Two Bears Palko, who also goes by Nicholas Palko, Nick Two Bears Palko, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2018. Nicholas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2020 - July 20, 2020
CORPS CAPITAL ADVISORS, LLC
February 7, 2019 - July 22, 2019
FIRST WESTERN SECURITIES, INC.
February 7, 2019 - July 22, 2019
FIRST WESTERN SECURITIES, INC.
October 15, 2018 - December 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2018 - December 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CORPS CAPITAL ADVISORS, LLC
CRD#: 304643 / SEC#: 801-116949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORPS CAPITAL ADVISORS, LLC
CRD#: 304643 / SEC#: 801-116949
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 147,808,295 |
Red Flags
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