Michael E. Mcerlane

COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS

Frisco, TX

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CRD#: 6974817

Professional summary

Michael Eugene Mcerlane, CFP®, who also goes by Michael Mcerlane, Mike Mcerlane, is a registered financial advisor currently at COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC located in Frisco, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

What are your service offerings?

Debt Management

Budgeting

Tax Planning

Small Business Planning

Retirement Planning

Education Planning

Long-term Care

Insurance Planning

Social Security Planning

Employee and Employer Plan Ben...

Retirement Income Management

Estate Planning

Comprehensive Financial Planni...

Investment Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

Estate & Generational Planning...

Investment Advice with Ongoing...

Medical Professionals

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Michael Mcerlane | Mike Mcerlane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Eugene Mcerlane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

November 16, 2021 - Present

COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC

RIA

CRD#: 316859

Frisco, TX

Past

June 25, 2019 - January 25, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DALLAS, TX

Past

August 10, 2018 - March 26, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WHITE PLAINS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/24/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/10/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC

CRD#: 316859 / SEC#:

Texas

Registered Investment Advisory firm - (11/16/2021 Approved)

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Contact information

Main Address

Frisco, TX

Mailing Address

Phone number

(319) 541-5767

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 228,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Michael E. Mcerlane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Eugene Mcerlane's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/24/2018

Series 7TO

Date: 2/15/2020

SIE

Date: 10/1/2018

Series 6

Date: 8/10/2018

Current Firm

COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC

TRUST BUT VERIFY

Contact information

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