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Gabriel P. Barclay

CRUX CAPITAL SECURITIES
NEW YORK, NY 10003
CRD#: 6974731
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GB
Gabriel Paul BarclayCRUX CAPITAL SECURITIES

Professional summary


Gabriel Paul Barclay, who also goes by Gabriel Barclay, is a registered financial professional currently at CRUX CAPITAL SECURITIES, LLC located in New York, New York.

Gabriel is registered as a RR (Registered Representative) and started their career in finance in 2025. Gabriel has worked at 2 firms and has passed the Series 79TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gabriel Barclay

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gabriel Paul Barclay's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 24, 2026 - Present

CRUX CAPITAL SECURITIES, LLC

Office #1: 809 Broadway 5th Floor, New York, NY 10003
BD
CRD#: 336464
NEW YORK, NY
Past

February 27, 2025 - June 26, 2025

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 79TO
Date: 2/27/2025
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


CC
CRUX CAPITAL SECURITIES, LLC
CRUX CAPITAL SECURITIES, LLC

CRD#: 336464 / SEC#: , 8-71382

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
19 Morris Avenue, Brooklyn, NY 11205
Mailing Address
19 Morris Avenue, Brooklyn, NY 11205
Phone number
(347) 525-5779
Established
Delaware since 04/28/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
CRUX CAPITAL SECURITIES HOLDINGS, LLCSOLE MEMBER
BROWN, SCOTT LESLIEFINOP6694802
CHUNG MCLEAN, YONETTECEO4384662
NICKS, BRENT PATRICKCCO4067773

Red Flags


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Company Information


CRUX CAPITAL SECURITIES, LLC

CRD#: 336464New York, NY 10003

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