Connor R. Tomlinson

GUIDED CAPITAL WEALTH MANAGEMENT

Houston, TX 77046

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CRD#: 6974659

Professional summary

Connor Ray Edward Tomlinson is a registered financial advisor currently at GUIDED CAPITAL WEALTH MANAGEMENT, LLC located in Houston, Texas.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Connor has worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Ray Edward Tomlinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2025 - Present

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 24 Greenway Plaza Suite 1203, Houston, TX 77046

RIA

CRD#: 310056

Houston, TX

Past

November 13, 2018 - August 5, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 310056 / SEC#: 801-129612

RIA

Registered Investment Advisory firm - (3/11/2024 Approved)

Arizona

Registered Investment Advisory firm - (5/13/2024 Terminated)

Colorado

Registered Investment Advisory firm - (5/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/13/2025)

IAR

New Jersey
(3/7/2025)

IAR

Texas
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 11/13/2018

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/30/2018

Securities Industry Essentials Examination

Current Firm

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 310056 / SEC#: 801-129612

RIA

Registered Investment Advisory firm - (3/11/2024 Approved)

Arizona

Registered Investment Advisory firm - (5/13/2024 Terminated)

Colorado

Registered Investment Advisory firm - (5/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2024 Terminated)

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Contact information

Main Address

24 Greenway Plaza Suite 1203, Houston, TX 77046

Mailing Address

Phone number

(832) 975-0710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - GUIDE CAPITAL WEALTH MANAGEMENT (3/3/2025)

ADV PART 2A- GUIDED CAPITAL WEALTH MANAGEMENT, LLC (3/3/2025)

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 250,191,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor R. Tomlinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Ray Edward Tomlinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2024

Series 6TO

Date: 11/13/2018

SIE

Date: 10/30/2018

Current Firm

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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