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Argenis Bouza

ICAPITAL MARKETS
Miami, FL
·CRD# 6974484·8 years experience

Professional Summary

Argenis Bouza is a registered financial advisor currently at ICAPITAL MARKETS LLC located in Miami, Florida. Argenis is registered as a RR (Registered Representative) and started their career in finance in 2018. Argenis has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ICAPITAL MARKETS LLC·CRD# 118219
BD
801 Brickell Avenue 7th Floor, Miami, FL 33131
December 4, 2025 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
September 30, 2019 - March 27, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 26, 2019 - March 27, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
New York, NY
August 14, 2018 - June 3, 2019

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Current Firm

IM
ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: 8-53640
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone Number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT—
GALLAGHER, GARYHEAD OF BROKER DEALER2218836
GEORGE, THOMAS KEITHFINOP5378303
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/11/2026)
RR
Alaska
(8/13/2026)
RR
Arizona
(8/7/2026)
RR
Arkansas
(8/12/2026)
RR
California
(5/15/2026)
RR
Colorado
(8/24/2026)
RR
Connecticut
(5/18/2026)
RR
Delaware
(8/7/2026)
RR
District of Columbia
(8/12/2026)
RR
Florida
(8/6/2026)
RR
Georgia
(5/19/2026)
RR
Hawaii
(9/23/2026)
RR
Idaho
(5/15/2026)
RR
Illinois
(8/10/2026)
RR
Indiana
(8/7/2026)
RR
Iowa
(8/7/2026)
RR
Kansas
(8/6/2026)
RR
Kentucky
(6/16/2026)
RR
Louisiana
(8/6/2026)
RR
Maine
(8/6/2026)
RR
Maryland
(9/24/2026)
RR
Massachusetts
(5/18/2026)
RR
Michigan
(8/7/2026)
RR
Minnesota
(8/7/2026)
RR
Mississippi
(8/7/2026)
RR
Missouri
(5/15/2026)
RR
Montana
(5/19/2026)
RR
Nebraska
(5/15/2026)
RR
Nevada
(8/6/2026)
RR
New Hampshire
(8/25/2026)
RR
New Jersey
(8/10/2026)
RR
New Mexico
(8/6/2026)
RR
New York
(10/5/2026)
RR
North Carolina
(8/24/2026)
RR
North Dakota
(8/14/2026)
RR
Ohio
(5/15/2026)
RR
Oklahoma
(8/10/2026)
RR
Oregon
(8/7/2026)
RR
Pennsylvania
(5/18/2026)
RR
Rhode Island
(8/4/2026)
RR
South Carolina
(8/7/2026)
RR
South Dakota
(8/7/2026)
RR
Tennessee
(8/7/2026)
RR
Texas
(5/15/2026)
RR
Utah
(5/18/2026)
RR
Vermont
(8/7/2026)
RR
Virginia
(8/18/2026)
RR
Washington
(8/19/2026)
RR
West Virginia
(8/17/2026)
RR
Wisconsin
(5/15/2026)
RR
Wyoming
(8/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2026About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Sep 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Argenis Bouza's CRS (Customer Relationship Summary).

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