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NP

Nathan J. Porter

TC2000 BROKERAGE
Wilmington, NC 28403
Some features on this profile are disabled
CRD#: 6974477
NP

Professional summary


Nathan James Porter, who also goes by Nate Porter, is a registered financial professional currently at TC2000 BROKERAGE, INC. located in Wilmington, North Carolina.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2018. Nathan has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nate Porter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nathan James Porter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2018 - Present

TC2000 BROKERAGE, INC.

Office #1: 6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403
BD
CRD#: 155523
Wilmington, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/1/2023)
RR
Alaska
(2/1/2023)
RR
Arizona
(2/1/2023)
RR
Arkansas
(2/1/2023)
RR
California
(2/1/2023)
RR
Colorado
(2/1/2023)
RR
Connecticut
(2/1/2023)
RR
Delaware
(2/1/2023)
RR
District of Columbia
(2/1/2023)
RR
Florida
(2/1/2023)
RR
Georgia
(2/1/2023)
RR
Hawaii
(2/1/2023)
RR
Idaho
(2/1/2023)
RR
Illinois
(2/1/2023)
RR
Indiana
(2/1/2023)
RR
Iowa
(2/1/2023)
RR
Kansas
(2/1/2023)
RR
Kentucky
(2/1/2023)
RR
Louisiana
(2/1/2023)
RR
Maine
(2/1/2023)
RR
Maryland
(2/1/2023)
RR
Massachusetts
(2/1/2023)
RR
Michigan
(2/1/2023)
RR
Minnesota
(2/1/2023)
RR
Mississippi
(2/1/2023)
RR
Missouri
(2/1/2023)
RR
Montana
(2/1/2023)
RR
Nebraska
(2/1/2023)
RR
Nevada
(2/1/2023)
RR
New Hampshire
(2/1/2023)
RR
New Jersey
(2/1/2023)
RR
New Mexico
(2/1/2023)
RR
New York
(2/1/2023)
RR
North Carolina
(2/26/2019)
RR
North Dakota
(2/1/2023)
RR
Ohio
(2/1/2023)
RR
Oklahoma
(2/1/2023)
RR
Oregon
(2/1/2023)
RR
Pennsylvania
(2/1/2023)
RR
Puerto Rico
(2/1/2023)
RR
Rhode Island
(2/1/2023)
RR
South Carolina
(2/1/2023)
RR
South Dakota
(2/1/2023)
RR
Tennessee
(2/1/2023)
RR
Texas
(2/1/2023)
RR
Utah
(2/1/2023)
RR
Vermont
(2/1/2023)
RR
Virginia
(2/1/2023)
RR
Washington
(2/1/2023)
RR
West Virginia
(2/1/2023)
RR
Wisconsin
(2/1/2023)
RR
Wyoming
(2/1/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/26/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TB
TC2000 BROKERAGE, INC.
ARROWHEAD SECURITIES, INC. | WORDENTRADE, INC. | TRADEFIRE, INC. | TC2000 BROKERAGE, INC.

CRD#: 155523 / SEC#: , 8-68723

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403
Mailing Address
Po Box 1140, Wilmington, NC 28402
Phone number
(910) 550-2325
Established
Georgia since 10/06/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WORDEN SECURITIES HOLDINGS, INCOWNER
BRUNJES, JOSEPH BARRYCHIEF COMPLIANCE OFFICER, ROSFP6329529
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WORDEN, CHRIS DONALDCEO/PRESIDENT6002733

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TC2000 BROKERAGE, INC.

CRD#: 155523Wilmington, NC 28403

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