Katherine G. Harrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Glory Harrington, who also goes by Kat Harrington, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2018. Katherine had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2021 - August 10, 2026
SUMMIT TRAIL SECURITIES, LLC
February 13, 2019 - April 9, 2021
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
September 24, 2018 - April 9, 2021
FIRST REPUBLIC SECURITIES COMPANY, LLC
State Registrations and Notice Filings
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Exams
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Current Firm
SUMMIT TRAIL SECURITIES, LLC
CRD#: 285784 / SEC#: , 8-69859
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
