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Grant J. Mcclure

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CRD#: 6974087
GM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Grant James Mcclure, who also goes by Grant Mcclure, was a registered financial professional .

Grant is a previously registered financial professional and started their career in finance in 2018. Grant had worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Grant Mcclure

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 17, 2018 - April 9, 2019

COKER & PALMER

BD
CRD#: 29163
New Orleans, LA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER

CRD#: 29163 / SEC#: 801-77645, 8-44129

RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)
Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2019
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER

CRD#: 29163 / SEC#: 801-77645, 8-44129

RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)
Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
1667 Lelia Drive, Jackson, MS 39216
Mailing Address
1667 Lelia Drive, Jackson, MS 39216
Phone number
(601) 354-0860
Established
Mississippi since 07/08/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13

SEC notice filing (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (32 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

COKER & PALMER ADV PART 2 2025 (3/11/2025)

Direct owners and executive officers


NamePositionCRD#
COKER, JAMES DAVIDCHIEF EXECUTIVE OFFICER / CHIEF FINANCIAL OPERATIONS OFFICER / CHIEF LEGAL OFFICER / CCO/PRESIDENT1238444
GHEE, LORELI ANNCOMPLIANCE OFFICER1531910

Regulatory assets under management


Total Number of Accounts428
AUM (Assets Under Management)$ 244,065,071

Disclosures


Regulatory Event7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COKER & PALMER

CRD#: 29163

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