Morgan C. Luck

MOSS, LUSE & WOMBLE

Plano, TX 75024

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CRD#: 6973927

Professional summary

Morgan Colleen Jennings Luck, who also goes by Morgan Colleen Jennings, Morgan Jennings, is a registered financial advisor currently at MOSS, LUSE & WOMBLE, LLC located in Plano, Texas.

Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Morgan has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Morgan Colleen Jennings | Morgan Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shelby's Grace, LLC - not investment related - Brownwood, TX - not for profit - Treasurer - 01/2023 - 2 - 0 - bookkeeping and financial statements.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Colleen Jennings Luck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2023 - Present

MOSS, LUSE & WOMBLE, LLC

Office #1: 5160 Tennyson Parkway Suite 2000w, Plano, TX 75024

RIA

CRD#: 152841

Plano, TX

Past

January 3, 2019 - February 22, 2022

EDWARD JONES

RIA

CRD#: 250

WYLIE, TX

Past

September 4, 2018 - December 31, 2018

EDWARD JONES

RIA

CRD#: 250

WYLIE, TX

Past

August 9, 2018 - February 22, 2022

EDWARD JONES

CRD#: 250

WYLIE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSS, LUSE & WOMBLE, LLC

MOSS, LUSE & WOMBLE, LLC | MOSS, LUSE, WOMBLE | MOSS, LUSE & WOMBLE, LLP

CRD#: 152841 / SEC#: 801-114973

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/15/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2018

General Securities Representative Examination

Current Firm

MOSS, LUSE & WOMBLE, LLC

MOSS, LUSE & WOMBLE, LLC | MOSS, LUSE, WOMBLE | MOSS, LUSE & WOMBLE, LLP

CRD#: 152841 / SEC#: 801-114973

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/15/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2019 Terminated)

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Contact information

Main Address

5160 Tennyson Parkway Suite 2000w, Plano, TX 75024

Mailing Address

Phone number

(972) 674-2584

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSS, LUSE & WOMBLE BROCHURE (10/27/2025)

Regulatory assets under management

Total Number of Accounts	2,951
AUM (Assets Under Management)	$ 595,179,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Morgan C. Luck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Colleen Jennings Luck's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MOSS, LUSE & WOMBLE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2018

Series 7TO

Date: 3/16/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2018

Current Firm

MOSS, LUSE & WOMBLE, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOSS, LUSE & WOMBLE, LLC

TRUST BUT VERIFY

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