Nicholas O. Mcguire

WJ INTERESTS

SUGAR LAND, TX 77478-4175

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CRD#: 6973900

Professional summary

Nicholas Olin Mcguire, who also goes by Nick Mcguire, is a registered financial advisor currently at WJ INTERESTS, LLC located in Sugar Land, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Mcguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Louisiana Tech University College of Business Student Managed Investment Fund|Investment Related:No|502 W. Texas Ave.;Ruston;LA;71270;United States|Education|Board Member|2024-05-10|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Responsibilities of the role are attendance of annual review meeting where students managing endowment fund present their changes to the portfolio. Board Member role does not provide advice on securities or strategies, but asks questions of students on rationale of decisions made and annual performance of the portfolio.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Olin Mcguire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2025 - Present

WJ INTERESTS, LLC

Office #1: 2333 Town Center Drive Suite 100, Sugar Land, TX 77478-4175

RIA

CRD#: 114381

SUGAR LAND, TX

Past

October 14, 2019 - March 3, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Houston, TX

Past

September 13, 2019 - March 3, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WJ INTERESTS, LLC

CRD#: 114381 / SEC#: 801-61853

RIA

Registered Investment Advisory firm - (2/28/2003 Approved)

Texas

Registered Investment Advisory firm - (2/24/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/5/2019

Securities Industry Essentials Examination

Current Firm

WJ INTERESTS, LLC

CRD#: 114381 / SEC#: 801-61853

RIA

Registered Investment Advisory firm - (2/28/2003 Approved)

Texas

Registered Investment Advisory firm - (2/24/2003 Terminated)

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Contact information

Main Address

2333 Town Center Drive Suite 100, Sugar Land, TX 77478-4175

Mailing Address

Phone number

(281) 634-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WJ INTERESTS NARRATIVE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	819
AUM (Assets Under Management)	$ 553,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas O. Mcguire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Olin Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Experience

WJ INTERESTS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

WJ INTERESTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2019

Series 7TO

Date: 9/13/2019

SIE

Date: 8/5/2019

Current Firm

WJ INTERESTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WJ INTERESTS, LLC

TRUST BUT VERIFY

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